Compliance & Risk Management
Practical guidance on nonprofit compliance, risk assessment, and governance. We help organizations meet requirements, protect assets, and maintain public trust—without slowing day-to-day work.
Compliance & Risk Management
Ensuring Integrity Through Clear Compliance Management
Our Compliance & Risk Management services help nonprofits understand obligations, build workable policies, and monitor risk across the organization. We guide teams through IRS and state rules, grant requirements, and employment law while strengthening governance and accountability.
We support nonprofits at different stages—those navigating initial registrations, organizations refining oversight systems, and agencies needing ongoing monitoring and risk review.
With this service, we provide:
- IRS compliance and tax-exempt status maintenance (e.g., Form 990)
- State registration and annual reporting support
- Organization-wide risk assessment and mitigation planning
- Ethics and conflict-of-interest policy development
- Governance framework design and implementation
- Audit preparation and practical compliance monitoring
This service is designed to:
- Maintain regulatory compliance and tax-exempt status
- Protect organizational assets and reputation
- Reduce operational and financial risk
- Strengthen transparency and stakeholder confidence
Why This Service Matters
Nonprofits operate in a rules-heavy environment. Missed filings or weak controls can lead to penalties, loss of status, or reputational damage. Proactive compliance and risk management keep your organization focused on mission while meeting legal and funding requirements.
Frequently Asked Questions
What are the key compliance requirements for nonprofits?
Common obligations include federal filings (such as Form 990), state registrations and renewals, charitable solicitation permits, employment law compliance, and adherence to grant terms. We help map requirements and set up a calendar and processes to stay current.
How do you build an effective risk management approach?
We conduct a structured assessment of operational, financial, legal, and reputational risks. Then we develop policies, procedures, training, insurance review, and monitoring systems tailored to your risk profile and operating environment.
What if we discover a compliance issue?
We assist with issue assessment, corrective action plans, communications with regulators or funders, and implementation of remedial steps—while putting controls in place to prevent recurrence.
Service Overview
IRS, state registration, grant requirements, employment law
Operational, financial, legal, and reputational risks
Proactive monitoring with practical risk mitigation
Ongoing monitoring, updates, and incident response
What Organizations Receive
- Compliance assessment and ongoing monitoring
- IRS and state regulatory support
- Risk assessment and mitigation strategies
- Ethics and governance policy development
- Audit preparation and workable compliance systems
Who This Is For
Nonprofits seeking to meet regulatory obligations, strengthen governance, manage operational risks, and sustain public trust through transparent, accountable operations.
Request ServicesReady to Strengthen Your Compliance?
Contact us to learn how our Compliance & Risk Management services can protect your organization, ensure regulatory adherence, and build stakeholder confidence through comprehensive governance and accountability systems.